Bloomsbury Case Digest on Insider Trading by Eshwar Sabapathy – 1st Edition January 2022

Description

India’s first case digest on Insider Trading decisions covering over 150 decisions.

Description

Insider trading is both a tort and a crime, and many investigations have been carried out, which resulted in adjudication as a tort by SEBI, with even instances of penalty not being charged.
This book presents a summary of about 150 decisions by Whole-time Members, Adjudicating Officers (AO) and decisions of SAT on appeals, indexing them on a subject wise basis, highlighting the ratio of the decision, with cases relied in arriving at such decision.
It gives an insight to compliance officers, KMP’s, promoters, independent directors, students and practitioners a ready referencer of the decision to enable them to understand the precedents from SEBI.
The book is divided into seven parts that are often encountered viz: Disclosures, Trading by insider, Unpublished Price Sensitive Information, Responsibility of implementation of Code of Conduct, Contra Trading, Death & Dissolution, and Miscellaneous.

Key Features

India’s first case digest on Insider Trading decisions covering over 150 decisions
Contains decision at ­a ­glance and Profit vis-à-vis Penalty for all the cases covered
Covers important cases decided from 2012 upto 2020
Covers facts, issues, decision and penalty imposed in a summarized form
Easy to use and refer format.
Decisions of Whole-time Members, Adjudicating Officers and SAT covered.

Author Biography

Mr. Eshwar Sabapathy, B.Com., LL.B., FCS, is a managing partner at Eshwars | House of Corporate & IPR Laws, Advocates, based out of Chennai and also having a presence in Bangalore, Mumbai, and New Delhi.
He has about two decades of experience in advising business houses, companies –both listed and unlisted, compliance officers on various aspects relating to business laws, corporate laws and securities law. One of his specialization in securities law is the regulation relating to prevention of insider trading. He has advised many compliance officers in the manner of dealing with certain internal situations, successfully assisted Promoters/
KMPs/Connected Persons in their regulatory investigations, and has also successfully defended them before the Adjudicating Officers & Whole-time Members.
He is ranked in the Asia-Pacific Guide of Chambers & Partners continuously from the year 2013, and in their 2022 Global Guide, under Corporate/M&A. The editorial quote in the year 2022 is “S Eshwar of Eshwars House of Corporate & IPR Laws is highly active in the Chennai market. He undertakes a range of acquisitions, joint ventures, mergers and corporate advisory work, as well as handling matters linked to restructuring processes”.
The firm, Eshwars, believes that “God is in detail”, is one of the leading boutique legal consulting and litigation firms in India offering specialized services in Corporate & IPR Laws. It is well awarded and recognized for its work and one of the recent 2022 Guides to recognize the firm is Asia Law – where the firm is listed as Other Notable Firms in three categories, Corporate/M&A, Intellectual Property and Dispute Resolution.

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