Description
This book aims to create a common minimum knowledge benchmark for all associated individual investment advisers or principal officers of a non-individual investment adviser and persons associated with investment advice under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.
This book covers all important topics to enhance the quality of investment advisory and related services in the financial services industry. It covers topics related to the following:
- [Know the Basics] of the following:
- Personal Financial Planning
- Time Value of Money
- Evaluating Financial Position of Clients
- Debt Management & Loans
- [Understand the Indian Markets] for Finance and Securities segments.
- [Get Oriented to Different Investment Products] such as:
- Equity
- Debt
- Derivatives
- Managed Portfolios such as mutual funds, portfolio management services and alternative investment funds
- [Knowledge] about the portfolio construction, performance monitoring and evaluation
- [Understand] about the operational aspects of investment management, key regulations, ethical issues of investment advisers and grievance redressal system
The Present Publication is the July 2021 workbook version, published exclusively by Taxmann for NISM Certification Examination X-A | Investment Adviser (Level 1), with the following contents:
- Personal Financial Planning
- Introduction to Personal Financial Planning
- Time Value of Money
- Evaluating the Financial Position of Clients
- Debt Management and Loans
- Indian Financial Markets
- Introduction to the Indian Financial Markets
- Securities Market Segments
- Investment Products
- Introduction to Investment
- Investing in Stocks
- Investing in Fixed Income Securities
- Understanding Derivatives
- Investment through Managed Portfolios
- Mutual Funds
- Portfolio Manager
- Overview of Alternative Investment Funds (AIFs)
- Portfolio Construction, Performance Monitoring and Evaluation
- Introduction to Modern Portfolio Theory
- Portfolio Construction Process
- Portfolio Performance Measurement and Evaluation
- Operations, Regulatory Environment, Compliance and Ethics
- Operational Aspect of Investment Management
- Key Regulations
- Ethical Issues
- Grievance Redressal Mechanism
The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. he institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets. The institute’s six schools of excellence work in synergy towards professionalized securities markets.
The Six Schools of Excellence:
School for Securities Education (SSE)
School for Certification of Intermediaries (SCI)
School for Regulatory Studies and Supervision (SRSS)
School for Investor Education and Financial Literacy (SIEFL)
School for Corporate Governance (SCG)
School for Securities Information and Research (SSIR)
Details :
- Publisher : Taxmann
- Author : NISM
- Edition : Edition October 2021
- ISBN-13 : 9789392211591
- ISBN-10 : 9789392211591
- Pages : 534 pages
- Language : English
- Binding : Paperback
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